{"id":38018,"date":"2025-05-13T19:30:53","date_gmt":"2025-05-13T19:30:53","guid":{"rendered":"https:\/\/coincentral.com\/?p=38018"},"modified":"2025-05-13T19:07:34","modified_gmt":"2025-05-13T19:07:34","slug":"lufax-holding-ltd-lu-stock-faces-nyse-non-compliance-over-late-annual-report-filing","status":"publish","type":"post","link":"https:\/\/coincentral.com\/lufax-holding-ltd-lu-stock-faces-nyse-non-compliance-over-late-annual-report-filing\/","title":{"rendered":"Lufax Holding Ltd. (LU) Stock: Faces NYSE Non-Compliance Over Late Annual Report Filing"},"content":{"rendered":"<h2>TLDR<\/h2>\n<ul>\n<li>Lufax stock trades at $2.90 as of 11:01 AM EDT.<\/li>\n<li>NYSE issued a notice for late filing of 2024 Form 20-F.<\/li>\n<li>Deadline to regain compliance is October 30, 2025.<\/li>\n<li>Delay due to planned auditor change pending June 25 approval.<\/li>\n<li>Listing remains unaffected for now, but risks exist if delays persist.<\/li>\n<\/ul>\n<p>Lufax Holding Ltd. (NYSE: LU), currently trading at $2.90, has received a notice from the New York Stock Exchange for failing to file its 2024 annual report (Form 20-F) on time. This filing is critical to maintain listing compliance. The company now has until October 30, 2025, to submit the overdue report to regain full compliance with NYSE rules.<\/p>\n<p><img fetchpriority=\"high\" decoding=\"async\" class=\"alignnone wp-image-38021 size-full\" src=\"https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100.png\" alt=\"\" width=\"1234\" height=\"630\" srcset=\"https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100.png 1234w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-300x153.png 300w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-1200x613.png 1200w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-131x67.png 131w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-768x392.png 768w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-50x26.png 50w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-150x77.png 150w, https:\/\/coincentral.com\/wp-content\/uploads\/2025\/05\/Screenshot-100-450x230.png 450w\" sizes=\"(max-width: 1234px) 100vw, 1234px\" \/><\/p>\n<p style=\"text-align: center\"><a href=\"https:\/\/finance.yahoo.com\/quote\/LU\/\" target=\"_blank\" rel=\"noopener\">Lufax Holding Ltd. (LU)\u00a0<\/a><\/p>\n<p>If Lufax fails to meet the October deadline, the exchange may offer an extension until April 30, 2026. Should the company still be unable to file by that time, the NYSE will begin suspension and delisting procedures. Importantly, the notice has no immediate impact on the company\u2019s American depositary shares.<\/p>\n<h2>Auditor Change at the Core<\/h2>\n<p>The delay stems from a proposed change in Lufax\u2019s auditors. The company\u2019s board has resolved to appoint Ernst &amp; Young and Ernst &amp; Young Hua Ming LLP as new auditors. However, this appointment is contingent on approval during an extraordinary general meeting set for June 25, 2025.<\/p>\n<p>Once the new auditors are confirmed, they will need time to conduct a complete audit of the 2024 financial statements. Lufax expects to file the report promptly once this process is completed.<\/p>\n<h2>Listing Still Intact\u2014For Now<\/h2>\n<p>While the <a href=\"https:\/\/coincentral.com\/teucrium-launches-first-us-xrp-etf-as-leveraged-fund-on-nyse-arca\/\" target=\"_blank\" rel=\"noopener\">NYSE<\/a> notice signals a regulatory setback, it does not suggest immediate financial distress. Auditor transitions can often lead to delays, especially among foreign issuers like Lufax that operate under complex compliance standards. The company\u2019s continued cooperation with 85 financial institutions highlights its operational foundation despite the current uncertainty.<\/p>\n<p>Still, the absence of current audited financials presents a transparency challenge for investors. The situation requires close monitoring as delays beyond October 2025 could increase the risk of delisting proceedings, particularly if an extension is denied.<\/p>\n<h2>Mixed Long-Term Returns<\/h2>\n<p>Lufax\u2019s stock performance tells a mixed story. The company boasts a year-to-date return of 21.04% and a 1-year return of 42.68%, both outperforming the Hang Seng Index. However, its 3-year and 5-year returns are steeply negative at -63.49% and -93.74%, respectively.<\/p>\n<p><a href=\"https:\/\/blockonomi.com\/state-regulators-reach-1-billion-settlement-with-gsb-group-securing-full-refunds-for-crypto-investors\/\" target=\"_blank\" rel=\"noopener\">Investors<\/a> must weigh these returns alongside the company&#8217;s regulatory compliance and upcoming earnings report, expected between May 8 and May 20, 2025. The outcome of the auditor vote and subsequent filing will likely determine the stock\u2019s near-term trajectory.<\/p>\n<h2>Investor Outlook Hinges on Execution<\/h2>\n<p>The path forward for Lufax will depend on its ability to execute the auditor transition efficiently and complete the audit within the <a href=\"https:\/\/moneycheck.com\/first-xrp-etf-launching-on-nyse-arca-teucriums-2x-leveraged-fund\/\" target=\"_blank\" rel=\"noopener\">NYSE\u2019s<\/a> timeline. Investor confidence may improve if the company delivers timely financial disclosures and demonstrates a clear roadmap for maintaining compliance. Until then, the stock may remain volatile as the market weighs regulatory risk against potential recovery.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>TLDR Lufax stock trades at $2.90 as of 11:01 AM EDT. NYSE issued a notice for late filing of 2024 Form 20-F. Deadline to regain compliance is October 30, 2025. Delay due to planned auditor change pending June 25 approval. Listing remains unaffected for now, but risks exist if delays persist. Lufax Holding Ltd. (NYSE:<\/p>\n","protected":false},"author":9006,"featured_media":32564,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"iawp_total_views":36,"footnotes":""},"categories":[1,28152],"tags":[28737,28739,28738,28735,28734,28736],"class_list":{"0":"post-38018","1":"post","2":"type-post","3":"status-publish","4":"format-standard","5":"has-post-thumbnail","7":"category-news","8":"category-stocks","9":"tag-annual-report-delay","10":"tag-auditor-change","11":"tag-form-20-f","12":"tag-lu-stock","13":"tag-lufax","14":"tag-nyse-notice"},"wppr_data":{"cwp_meta_box_check":"No"},"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Lufax Holding Ltd. 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